Investment Managers Liability (Including IPO's / Prospectus Liability)

Investment managers owe duties, both as company officers and as professionals, to shareholders, investors, employees and third parties alike. One mistake may lead to actions being brought from any or all of these parties.

The structure and inter-relationship between investment management companies and investment funds creates a myriad of potential exposures. An Investment Management insurance policy addresses the specific management liability, professional liability and crime exposures frequently encountered by investment managers, responsible entities, investment trusts or funds and their professionals as well as directors and officers of each of these entities through a specifically tailored cover. Traditional Directors and Officers, Professional Indemnity and Crime insurance policies generally do not provide the correct cover.

Given the complexity of this cover and the basis upon which it is issued, the right advice together with a properly constructed cover from an experienced broker such as Perrymans is critical.